Private Sector

We work with a variety of financial institutions and corporate clients to provide advisory and support services for financial crime investigations, fraud prevention, and AML compliance matters.

Who We Work With

We work with a variety of financial institutions, fintechs, including crypto and digital asset companies, and other corporate clients to provide financial crime investigation support, risk management, BSA/AML compliance program services, fraud prevention, and litigation support, including:

  • Financial Institutions

  • Banks

  • Credit Unions

  • Money Services Businesses

  • Digital Assets

  • Centralized Finance (CeFi)

  • FinTechs

  • RegTechs

  • Industry Solution Providers

  • Law Firms

  • Investment Firms

  • Energy Companies

  • Green background with a white check mark symbol in the center.

    Financial Crime Investigation Support

    Conduct specialized financial crime investigation support.

  • Green background with a large white checkmark in the center.

    Due Diligence & AML Compliance Remediation

    Provide due diligence and AML compliance remediation support.

  • Green background with a white check mark in the center.

    Compliance Frameworks

    Strengthen compliance frameworks to meet regulatory requirements.

  • Green background with a white check mark in the center.

    Education & Training Programs

    Deliver actionable intelligence for education and training programs.

WORK WITH US

Financial Crime Investigation Support

We provide strategic and operational support for financial crime investigations, helping organizations identify risks, uncover complex activity, prepare FinCEN reporting, conduct asset tracing, provide comprehensive investigation and litigation support, and collaborate with law enforcement. Our services are trusted by financial institutions, legal teams, and public-sector agencies alike.

FinTrace Consulting LLC is licensed for private investigation by the Texas Department of Public Safety (DPS), Regulatory Services Division, Private Security Bureau.

Company license number: A30947001 Owner/Company Representative license number: 01704614

WORK WITH US

  • Financial Crime Investigation Advisory

    • Money Laundering

    • White Collar Crime

  • Litigation Support

  • Due Diligence Investigative Reports

  • Compliance & Ethics Counseling

  • Financial Intelligence Reporting

  • Custom Training

  • Community Awareness Outreach Initiatives

  • Public-Private Sector Partnership Facilitation

Compliance & Risk Management Services

We provide expert compliance and risk management services tailored to your organization's unique exposure to financial crime risks. Our team helps you implement, evaluate, and enhance anti-financial crime frameworks to ensure regulatory alignment and operational integrity.

  • We provide hands-on guidance to rebuild and reinforce compliance programs under regulatory scrutiny.

    Assessment and remediation services include:

    • Strategic Compliance Program Assessment

    • Program Gap Analysis Services

    • KYC/CDD Review Refreshes

    • Historical Lookback Reviews

    • Quality Assurance Process Development

    • KPI Metrics Development

  • We are experts at due diligence and are deeply experienced in conducting due diligence reviews within multiple industries.

    Explore further on this page to learn more about our external due diligence report offering.

  • We enhance programs to improve suspicious activity detection and reporting, ensuring robust oversight and providing comprehensive data to support financial crime investigations.

    • Transaction Monitoring Advisory

    • SAR Programs

    • KYC/CDD Programs

    • Quality Assurance Programs

    • Third-Party Risk Management

  • We develop custom training programs with engaging and practical content designed to meet regulatory expectations and internal needs.

    • Annual, auditable training

    • Targeted training for specific teams

    • Ad-hoc virtual or in-person training

    • Certification program curriculum development

    We also offer specialized training on:

    • Human trafficking typologies

    • Financial scams and fraud tactics

    • Child sexual exploitation detection

Investigative Due Diligence

Enhanced Due Diligence & Investigative Reports 

Our due diligence reports are in-depth and cover a range of risks, including reputational harm, financial crime, political exposure, regulatory breaches, corruption, litigation, and more.

Whether the third party is a customer undergoing a KYC refresh, or for external parties, such as counterparties or prospective investors for high-value investment transactions, including for joint ventures, mergers and acquisitions (M&As), or for prospective or current company executives or board members, we ensure you know what your risk exposure is.

WORK WITH US

Our due diligence investigation reports include:

  • Bespoke Narrative Report: Tailored narrative that provides actionable intelligence through comprehensive risk assessment to guide structured decision-making.

  • Open Source Intelligence: Surface, deep, and dark web research; social media analysis; adverse media screening

  • Political & Compliance Checks: PEP identification, political affiliations, sanctions and watch lists, regulatory actions

  • Legal & Financial Records: Litigation, court filings, tax liens, judgments, asset/property ownership

  • Ultimate Beneficial Ownership: UBO identification and analysis

  • Corporate & Professional Verification: Corporate records, public filings, licenses, and professional designations

  • Multi-Jurisdictional Coverage: Covers multiple jurisdictions and native language searches