Private Sector

We work with a variety of financial institutions and corporate clients to provide financial crime investigations, compliance program services, and litigation support.

Who We Work With

We work with a variety of financial institutions and corporate clients to provide financial crime investigations, compliance program services, and litigation support, including:

Financial Institutions:

  • Banks

  • Credit Unions

  • Investment Firms

  • Money Services Businesses

Corporate Clients:

  • Law Firms

  • FinTechs

  • Industry Service Providers

  • RegTechs

  • Energy Companies

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    Investigations & Asset Tracing

    Conduct specialized investigations and asset tracing.

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    Due Diligence & Remediation

    Provide due diligence and remediation support.

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    Compliance Frameworks

    Strengthen compliance frameworks to meet regulatory requirements.

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    Education & Training Programs

    Deliver actionable intelligence for education and training programs.

WORK WITH US 
ADVISORY SERVICES

Financial Crimes Investigations

We provide strategic and operational support for financial crime investigations, helping organizations uncover complex activity and build strong cases. Our services are trusted by financial institutions, legal teams, and public-sector agencies alike.

WORK WITH US

  • Ongoing or ad-hoc case advisory

  • Asset tracing for criminal and civil cases

  • Open-source intelligence (OSINT) investigations, including decentralized, deep, and dark web research

  • Typology development to detect emerging financial crime patterns

  • Fact and expert witness testimony

  • Cross-sector collaboration between financial institutions and law enforcement

  • In-person, virtual, or self-paced financial crime training

  • Our team of financial crime experts provides advisory support for complex, high-risk customer reviews and investigating suspicious transactions—including cases requiring multi-jurisdictional or multi-industry analysis.  We support financial crime investigations by providing guidance on CDD, fraud, and SAR programs, utilizing financial clues to strengthen financial crime prevention and investigations, and on collaboration efforts with law enforcement.

Compliance & Risk Management Services

We provide expert compliance and risk management services tailored to your organization's unique exposure to financial crime risks. Our team helps you implement, evaluate, and enhance anti-financial crime frameworks to ensure regulatory alignment and operational integrity.

ADVISORY SERVICES

  • We understand how law enforcement uses Suspicious Activity Reports (SARs) to support investigations, gather intelligence, and build prosecutable cases. We incorporate this public-sector perspective into our SAR training, process design, and program development to ensure your filings are actionable and impactful.

    We help organizations develop and strengthen their SAR programs, including:

    • SAR policy review and enhancement

    • Investigation framework design

    • Narrative development and quality assurance

    • Workflow optimization to meet regulatory deadlines

  • Our team has deep experience in remediation and regulatory response. We provide hands-on guidance to rebuild and reinforce compliance programs under regulatory scrutiny.

    Remediation services include:

    • Historical SAR Lookback Reviews

    • Historical Transaction Lookback Reviews

    • Historical KYC Reviews

    • Case Backlog Management

    • Quality Assurance and Quality Control

    • Reporting Frameworks and KPI Metrics Development

  • We partner with your team to establish or strengthen your third-party risk management program. This includes oversight frameworks and controls for vendors and external platforms.

    Our support includes:

    • Third-party program design and implementation

    • Integration support with external platforms or systems

    • Oversight and governance documentation

  • We develop custom training programs designed to meet regulatory expectations and internal needs. Whether you need annual, auditable training or targeted modules for specific teams, we deliver engaging and practical content.

    We also offer specialized training on:

    • Human trafficking typologies

    • Financial scams and fraud tactics

    • Specified adult abuse indicators

    • Child sexual exploitation detection

Managed Services

Third-Party Due Diligence

Enhanced Due Diligence & Investigative Reports 

Our due diligence reports are in-depth and cover a range of risks, including reputational harm, financial crime, political exposure, regulatory breaches, corruption, litigation, and more.

WORK WITH US

Our due diligence and screening reports may include:

  • Open Source Intelligence: Surface, deep, and dark web research; social media analysis; adverse media screening

  • Political & Compliance Checks: PEP identification, political affiliations, sanctions and watch lists, regulatory actions

  • Legal & Financial Records: Litigation, court filings, tax liens, judgments, asset/property ownership, beneficial ownership

  • Corporate & Professional Verification: Corporate records, public filings, licenses, and professional designations

MANAGED SErVICES

Compliance Outsourcing

FinTrace offers scalable compliance support for financial institutions, fintech companies, and regulated entities.

We also support regulated entities in meeting ongoing Know Your Customer (KYC) and Anti-Money Laundering (AML) requirements through managed services and backlog support.

Our capabilities include:

  • Onboarding and periodic CDD/AML reviews

  • Ongoing CDD/EDD monitoring

  • Historical KYC review and lookbacks

  • Review backlog and case backlog management

  • SAR investigations and FinCEN reporting

  • Historical transaction and SAR lookback reviews

  • Quality control (QC) and quality assurance (QA) functions