Advisory Services

At FinTrace, we help organizations prevent financial crime and support enforcement efforts through targeted compliance, investigation, and litigation services.

Practice Areas

Financial Crimes Investigations

We provide strategic and operational support for financial crime investigations, helping organizations uncover complex activity and build strong cases. Our services are trusted by financial institutions, legal teams, and public-sector agencies alike.

WORK WITH US

  • Ongoing or ad-hoc case advisory

  • Asset tracing for criminal and civil cases

  • Open-source intelligence (OSINT) investigations, including decentralized, deep, and dark web research

  • Typology development to detect emerging financial crime patterns

  • Fact and expert witness testimony

  • Cross-sector collaboration between financial institutions and law enforcement

  • In-person, virtual, or self-paced financial crime training

  • Our team of financial crime experts provides advisory support for complex, high-risk customer reviews and suspicious transactions—particularly in cases requiring multi-jurisdictional or multi-industry analysis. We support investigations for Suspicious Activity Report (SAR) filing and help you navigate challenging CDD and EDD requirements.

Compliance & Risk Management Services

We provide expert compliance and risk management services tailored to your organization's unique exposure to financial crime risks. Our team helps you implement, evaluate, and enhance anti-financial crime frameworks to ensure regulatory alignment and operational integrity.

Looking for something not listed? Reach out to explore our full range of services.

  • We understand how law enforcement uses Suspicious Activity Reports (SARs) to support investigations, gather intelligence, and build prosecutable cases. We incorporate this public-sector perspective into our SAR training, process design, and program development to ensure your filings are actionable and impactful.

    We help organizations develop and strengthen their SAR programs, including:

    • SAR policy review and enhancement

    • Investigation framework design

    • Narrative development and quality assurance

    • Workflow optimization to meet regulatory deadlines

  • Our team has deep experience in remediation and regulatory response. We provide hands-on guidance to rebuild and reinforce compliance programs under regulatory scrutiny.

    Remediation services include:

    • Historical SAR Lookback Reviews

    • Historical Transaction Lookback Reviews

    • Historical KYC Reviews

    • Case Backlog Management

    • Quality Assurance and Quality Control

    • Reporting Frameworks and KPI Metrics Development

  • We partner with your team to establish or strengthen your third-party risk management program. This includes oversight frameworks and controls for vendors and external platforms.

    Our support includes:

    • Third-party program design and implementation

    • Integration support with external platforms or systems

    • Oversight and governance documentation

  • We develop custom training programs designed to meet regulatory expectations and internal needs. Whether you need annual, auditable training or targeted modules for specific teams, we deliver engaging and practical content.

    We also offer specialized training on:

    • Human trafficking typologies

    • Financial scams and fraud tactics

    • Specified adult abuse indicators

    • Child sexual exploitation detection